Securities Regulation

Course Information

Registration Information

Meeting Times

Day Time Location
MON, THU 2:00 - 3:15 pm TNH 2.137

Evaluation Method

Type Date Time Location
Midterm exam October 24, 2011 2:00 pm A-Z in 2.137


This course examines the Securities Act and the Securities Exchange Act, which together regulate most aspects of the capital-raising process in the United States. Topics include public and private offerings, as well as public company regulation. This course is particularly important for students who expect to work either in business litigation or transactional law.